Justia Professional Malpractice & Ethics Opinion Summaries

The Judicial Tenure Commission (JTC) recommended that the Supreme Court remove Respondent 22nd District Court Judge Sylvia A. James from office for judicial misconduct. Judge James filed a petition asking the Court to reject that recommendation. The evidence established that respondent misappropriated public funds, some of which were intended for victims of crime in the city of Inkster. She inappropriately spent much of this money on self-promoting advertisements and travel expenses for herself and various other court employees. She treated these funds, as the master phrased it, as her own "publicly funded private foundation." In addition, she: (1) denied people access to the court by instituting and enforcing an improper business-attire policy; (2) employed a family member in violation of court policy; and (3) made numerous misrepresentations of fact under oath during the investigation and hearing of this matter. The Court concluded that cumulative effect of respondent's misconduct, coupled with its duration, nature, and pervasiveness meant that respondent was unfit for judicial office. "Although some of her misconduct, considered in isolation, does not justify such a severe sanction, taken as a whole her misconduct rises to a level that requires her removal from office." Therefore, the Court adopted the recommendations of the JTC, except with respect to costs respondent will be ordered to pay, as would be detailed later. View "In re Hon. Sylvia James" on Justia Law

The primary issue in this case was whether a nonparty attorney may bring a writ of error from a trial court's order requiring the attorney to comply with a clear and definite discovery request. The plaintiff in error, Finn, Dixon & Herling, LLP (Finn Dixon) brought this writ of error from an order of the trial court requiring it to comply with a subpoena duces tecum issued by the defendants in error, Shipman & Goodwin, LLP, and Carolyn Cavolo (Defendants), who were also the defendants in the underlying case. Finn Dixon contended that the trial court improperly denied its motion to quash, in which it claimed that Defendants sought materials protected by the attorney-client privilege and the attorney work product doctrine. The Supreme Court granted the writ, holding (1) the trial court's order was an appealable final judgment; and (2) the trial court improperly denied Finn Dixon's motion to quash the subpoena. Remanded. View "Woodbury Knoll, LLC v. Shipman & Goodwin, LLP" on Justia Law

This case required the Supreme Court to decide whether an airplane manufacturer owed a duty to a noncommercial pilot who, after purchasing an airplane from the manufacturer but failing to receive all of the flight training promised to him as part of that purchase, died when his airplane crashed. The district court found the manufacturer was negligent. The court of appeals reversed, concluding that the manufacturer did not have a duty to provide training and that the claims were barred by the educational malpractice doctrine. The Supreme Court affirmed, holding (1) the manufacturer did not owe a duty to the pilot, and thus the district court erred in its judgment; and (2) accordingly, the Court did not reach, among other things, the issues of educational malpractice or causation. View "Glorvigen v. Cirrus Design Corp." on Justia Law

The issue before the Supreme Court in this case centered on a binding arbitration clause in an attorney-client retainer agreement and whether that clause was enforceable where the client filed suit for legal malpractice. This case presented two important countervailing public policies: Louisiana and federal law explicitly favor the enforcement of arbitration clauses in written contracts; by the same token, Louisiana law also imposes a fiduciary duty "of the highest order" requiring attorneys to act with "the utmost fidelity and forthrightness" in their dealings with clients, and any contractual clause which may limit the client's rights against the attorney is subject to close scrutiny. After its careful study, the Supreme Court held there is no per se rule against arbitration clauses in attorney-client retainer agreements, provided the clause is fair and reasonable to the client. However, the attorneys' fiduciary obligation to the client encompasses ethical duties of loyalty and candor, which in turn require attorneys to fully disclose the scope and the terms of the arbitration clause. An attorney must clearly explain the precise types of disputes the arbitration clause is meant to cover and must set forth, in plain language, those legal rights the parties will give up by agreeing to arbitration. In this case, the Defendants did not make the necessary disclosures, thus, the arbitration clause was unenforceable. Accordingly, the judgment of the lower courts was affirmed. View "Hodges v. Reasonover" on Justia Law

In this case the Supreme Court was asked to decide whether the district court erred in admitting exhibits directed to the issue of fault in a pharmacy malpractice action that were not disclosed during the pretrial discovery. Plaintiff appealed the district court's adverse ruling. The court of appeals found the district court abused its discretion by not excluding the evidence as a sanction for violating both the pretrial order of the district court to disclose all exhibits prior to trial and the spirit and purpose of the discovery rules. The Supreme Court vacated the court of appeals and affirmed the district court, holding (1) the pharmacy had a duty to disclose the newly discovered evidence prior to trial by supplementing its answers to interrogatories; and (2) the district court did not abuse its discretion when it denied the request to exclude the evidence as a sanction, as the trial court pursued a reasonable course of action. View "Whitley v. C.R. Pharmacy Serv., Inc." on Justia Law

In this case the Supreme Court affirmed the judgment of the court of appeals denying the request by Appellant, Terrie Sizemore, a veterinarian, for a writ of mandamus to compel Appellee, the Ohio Veterinary Medical Licensing Board, to reissue a 2007 adjudication order finding her guilty of misconduct and imposing fines. Sizemore contended that the original order was not in compliance with Ohio Rev. Code 119.09, preventing her from pursuing an appeal. The Supreme Court affirmed the judgment, holding (1) because the Board dismissed the charges against Sizemore, the mandamus claim was moot; (2) the Board have any duty to reissue its prior adjudication order finding Sizemore guilty of misconduct; and (3) Sizemore had an adequate remedy by way of a motion for contempt to raise her claim that the board violated the court of appeals mandate to reissue its adjudication order. View "State ex rel. Sizemore v. Veterinary Med. Licensing Bd." on Justia Law

In this real estate dispute, some of the defendants filed a motion for sanctions, alleging Defendant brought the action to harass, cause unnecessary delay, and needlessly increase the cost of litigation. The district court ordered sanctions against Plaintiff's counsel for $1,000. The court of appeals affirmed the sanctions, ordering them payable to the jury and witness fund. The Supreme Court affirmed in part and vacated in part the court of appeals, holding (1) the district court did not abuse its discretion in fixing the amount of the sanction at $1,000; (2) the court abused its discretion by ordering the sanction be paid to the jury and witness fund; and (3) given Rule 1.413(1)'s preference of compensating victims, the district court should enter an order requiring Plaintiff's counsel to pay the sanction in equal sums to the defendants who sought the sanction as partial reimbursement of the legal fees they incurred in defending against the unfounded claims brought against them. Remanded. View "Rowedder v. Anderson" on Justia Law

The suit arose from Plaintiff's visit to the dentist for a routine tooth extraction, which Plaintiff alleged resulted in a broken jaw. The trial court granted Defendants' motions for summary judgment for Plaintiff's failure to comply with N.C. R. Civ. P. 9(j) in proffering her only expert witness. The court of appeals reversed, concluding that the expert witness could have been reasonably expected to qualify under N.C. R. Evid. 702 as required by Rule 9(j). The Supreme Court affirmed, holding that Plaintiff's proffered expert witness could have been "reasonably expected to qualify as an expert witness" under Rule 702, and therefore, Plaintiff satisfied the preliminary requirements of Rule 9(j). Remanded. View "Moore v. Proper" on Justia Law

A jury returned a verdict in favor of plaintiff on its claim of fraud and breach of the duty of good faith and fair dealing against defendants. Defendants' misrepresentations induced plaintiff to settle the asbestos exposure claims of two former employees whom defendants represented in a state-court lawsuit. On appeal, defendants contended that the district court lacked subject matter jurisdiction over the instant case under the Rooker-Feldman doctrine, and alternatively that the case called for Burford abstention. Defendants also contended that the evidence established their statute-of-limitations and waiver defenses as a matter of law. The court concluded, however, that defendants misconceived the legal authorities relevant to their jurisdiction, abstention, and waiver arguments. Regarding the statute of limitations issue, the court concluded that a reasonable jury could have found for plaintiff. Accordingly, the court affirmed the district court's judgment. View "Illinois Central Railroad Co. v. Guy, et al." on Justia Law

"By all appearances, Defendant Howard Kieffer had a successful nationwide criminal law practice." Defendant managed to gain admission to multiple federal trial and appellate courts across the country where he appeared on behalf of numerous criminal defendants. Defendant never attended law school, sat for a bar exam, nor receive a license to practice law. A North Dakota jury convicted Defendant of mail fraud and for making false statements. The jury found Defendant gained admission to the District of North Dakota by submitting a materially false application to the court, then relied on that admission to gain admission to the District of Minnesota, District of Colorado, and Western District of Missouri. The district court sentenced Defendant to 51 months' imprisonment and ordered him to pay restitution to six victims of his scheme. A jury in Colorado also convicted him of making false statements, wire fraud and contempt of court. The district court sentenced Defendant to 57 months' imprisonment to run consecutively to the 51 month sentence previously imposed on him in North Dakota. The court further ordered him to pay restitution to seven victims of his scheme unaccounted for in North Dakota, and directed him as a special condition of supervised release to obtain the probation office's preapproval of any proposed employment or business ventures. Defendant appealed his most recent convictions and sentence from Colorado, each based on his Sixth Amendment right to have the Government prove, and a jury find, all elements of the charged crimes beyond a reasonable doubt. Further, Defendant presented five challenges to his sentence, three of which bore directly upon the district court’s application of the Sentencing Guidelines. Upon review, the Tenth Circuit found that the record reflected that by the time of Defendant's actual sentencing, the district court had decided to sentence him within the advisory guideline range. The court then proceeded to calculate Defendant’s guideline range incorrectly on the basis of numerous procedural errors, both factual and legal. As a result, the court selected a sentence from the wrong guideline range. Accordingly, the Tenth Circuit vacated Defendant's sentence on Counts I and II of the superceding indictment and remanded the case for resentencing. The Court affirmed the district court in all other respects. View "United States v. Kieffer" on Justia Law