Justia Professional Malpractice & Ethics Opinion Summaries

by
In a medical malpractice action, the issue before the Supreme Court centered on whether the Superior Court erred by denying appellants' motion for judgment as a matter of law, and by excluding certain evidence. Dr. Jennifer Barlow performed a Caesarean section on Laura Cooney-Koss to deliver her baby. There were no apparent complications from the delivery, and Laura was discharged from the hospital three days later. A month later, Laura experienced heavy vaginal bleeding, and she returned to the hospital. In an attempt to slow or stop her bleeding, a hospital physician determined that Laura would need a dilation and evacuation (D&E) procedure. Dr. A. Diane McCracken performed the D&E; further attempts to stop the bleeding were unsuccessful. McCracken decided to perform a hysterectomy, believing that Laura would die otherwise. The doctor removed Laura's uterus, and Laura eventually stopped bleeding. Laura and her husband, Jerome Koss, filed a complaint against McCracken, Barlow, their employer, All About Women of Christiana Care, Inc., and Christiana Care Health Services, Inc., alleging that McCracken negligently failed to undertake an appropriate number of conservative treatment options to stop Laura's bleeding before performing the hysterectomy, which was unnecessary. After trial, the jury returned a verdict in favor of the Kosses. The Superior Court denied McCracken's motions for judgment as a matter of law or for a new trial. Upon review of the Koss' arguments on appeal, the Supreme Court concluded that the trial court correctly determined that appellees' medical expert evidence supported a verdict in their favor. Thus, its denial of the motion for judgment as a matter of law is affirmed. The trial court's evidentiary rulings, however, constituted an abuse of discretion requiring a new trial. View "Cooney-Koss v. Barlow" on Justia Law

by
The Comptroller of the Currency found that petitioner, as the CEO and a director of the Bank, had engaged in a pattern of willfully misrepresenting the Bank's capital reserves to the OTS and the Bank's board of directors, and he issued orders prohibiting petitioner from participation in the affairs of any federally insured financial institution and assessing a civil penalty of one million dollars. Petitioner sought dismissal of the Comptroller's decision and orders, inter alia, on the grounds of legal error in relying on later-developed standards in the OTS New Directions Bulletin of 2009 when there were no clear standards at the relevant times, and in applying a "should have known" scienter standard in findings that required a more demanding level of scienter. The court concluded that petitioner failed to show that the stringent statutory requirements of 12 U.S.C. 1818 for an order of prohibition were not met. Accordingly, the court denied the petition for review. View "Dodge v. Comptroller of the Currency" on Justia Law

by
Longview Energy Company filed a complaint against William Huff, Richard D'Angelo, and Riley-Huff Energy Group as a result of a breach of fiduciary duty committed by Huff and D'Angelo in connection with their usurpation of a corporate opportunity. The corporate opportunity belonging to Longview related to property interests in a large area of land in south Texas called Eagle Ford. A Texas court entered a judgment against Defendants and imposed a constructive trust in favor of Longview on the profits and ownership of Riley-Huff's interests in Eagle Ford and a damage award against Huff and D'Angelo. Huff and D'Angelo appealed and sought indemnification from Longview, a Delaware corporation they served on as directors. The Court of Chancery granted Longview's motion to dismiss the complaint because it did not state a ripe claim.View "Huff v. Longview Energy Co." on Justia Law

by
Luis Alicea pleaded guilty to a firearm offense and was sentenced to three and one-half years' incarceration. Alicea later filed suit in federal court against his former defense counsel, Lawrence McGuire, alleging that McGuire's conduct resulted in Alicea's serving an illegal sentence. The district court judge granted summary judgment for McGuire. While the federal case was pending, Alicea filed an action in the superior court against the Commonwealth as McGuire's employer, asserting claims of malpractice and negligent infliction of emotional distress. Alicea's claims were premised on the allegation that McGuire had caused Alicea to serve an illegal sentence. The superior court granted summary judgment for the Commonwealth, concluding that the judgment entered in the federal action precluded Alicea from litigating the issue of his purported illegal sentence. The Supreme Court affirmed, holding that because the central issue of Alicea's claims in the superior court was decided in the federal action, application of the doctrine of issue preclusion prevented Alicea from relitigating the issue.View "Alicea v. Commonwealth" on Justia Law

by
Plaintiffs filed suit alleging violations of the Employee Retirement Income Security Act (ERISA), 29 U.S.C. 1001 et seq. Plaintiffs claimed that the bonds that they invested in were an unsuitable investment for the Plans' funds and that defendant made multiple oral misrepresentations to plaintiffs in violation of his fiduciary duties. The district court ruled that there was a disputed issue of material fact as to whether defendant was an ERISA fiduciary, but nonetheless granted summary judgment because defendant provided plaintiffs with written disclosures. The court concluded that defendant did not qualify as a fiduciary under ERISA subsection 1002(21)(A)(i) because he did not exercise discretionary authority or control over the investment at issue; subsection 1002(21)(A)(ii) because he did not receive a fee from the Plans in connection with the investment; and section 1002(21)(A)(iii) because it was inapplicable in this instance. Accordingly, the court affirmed the judgment of the district court. View "Tiblier, et al. v. Dlabal, et al." on Justia Law

by
Plaintiff, a licensed physician and surgeon, was charged with violating the applicable standard of care in his treatment of two children. The Connecticut Medical Examining Board (board) found that Plaintiff had violated the standard of care with respect to his treatment of both children and ordered a reprimand, imposed fines, and placed Plaintiff on probation for two years. The trial court primarily affirmed, as did the appellate court. Plaintiff appealed, asserting that the appellate court incorrectly concluded that the preponderance of the evidence standard applied in his disciplinary hearing rather than the clear and convincing evidence standard. The Supreme Court affirmed, holding (1) the preponderance of the evidence standard applied at the proceeding because the board is an administrative agency subject to the Uniform Administrative Procedure Act, under which the preponderance of the evidence is the default standard of proof; and (2) the use of the preponderance of the evidence standard of proof at a physician disciplinary proceeding does not offend a physician's due process rights.View "Jones v. Conn. Med. Examining Bd." on Justia Law

by
Hinds County Youth Court Judge William Skinner, II took action in a case in which he was recused and abused the contempt power. Judge Skinner and the Mississippi Commission on Judicial Performance submitted a Joint Motion for Approval of Recommendations, recommending that Judge Skinner be publicly reprimanded, fined $1,000, and assessed $100 in costs. The Supreme Court found that the more appropriate sanction was a thirty-day suspension without pay, a public reprimand, a $1,000 fine, and $100 in costs. Furthermore, the Court modified "Mississippi Commission on Judicial Performance v. Gibson," (883 So. 2d 1155 (Miss. 2004)) and its progeny to the extent that they mandated the Court examine moral turpitude as a factor in determining sanctions. Instead, the Court and the Commission should examine the extent to which the conduct was willful and exploited the judge's position to satisfy his or her personal desires.View "Mississippi Commission on Judicial Performance v. Skinner, II" on Justia Law

by
Shareholders of a closely held corporation brought a derivative suit against a shareholder-director and the corporation's former attorneys for fiduciary fraud, fraudulent conveyance, legal malpractice, and civil conspiracy. After an evidentiary hearing, the superior court ruled all the claims were time-barred. Upon review of the matter, the Supreme Court affirmed the superior court's dismissal of most claims, but reversed its dismissal of two and remanded those claims for further proceedings. View "Gefre v. Davis Wright Tremaine, LLP" on Justia Law

by
Chicago Title Insurance Company (CTIC) appointed Land Title Insurance Company as its agent for the purpose of soliciting and effectuating CTIC's insurance policies. Land Title violated the anti-inducement laws. The Supreme Court held that CTIC was responsible for Land Title's regulatory violations, pursuant to statutory and common-law theories of agency. "When the statute forbids the insurer or its agent from certain conduct, it means that the insurer may not do indirectly-through its agent-what it may not do directly." View "Chi. Title Ins. Co. v. Office of Ins. Comm'r" on Justia Law

by
Sierra International purchased a manufacturing facility's operations. Sierra later filed for bankruptcy. Appellants, the facility and its president, hired Respondent (MCW) to represent them in Sierra's bankruptcy action. Sierra's bankruptcy case closed in 2008. In 2006, Appellants filed an action against MCW, alleging professional malpractice arising from its representation of Appellants in the bankruptcy action. The district court dismissed the lawsuit for failure to comply with Nev. R. Civ. P. 16.1(e)(2). In 2010, Appellants filed a second complaint against MCW, reasserting the claims in their first complaint. MCW filed a motion to dismiss, arguing that the case was time-barred under the relevant statute of limitations because the appropriate accrual date was 2006, the date of the filing of the first complaint. Appellants responded by asserting that Hewitt v. Allen, which provides that the statutory limitation period of a claim of legal malpractice involving the representation of a client during litigation does not commence until the underlying litigation is concluded, governed. The district court held that 2006 was the appropriate accrual date and that Hewitt was inapplicable because a bankruptcy proceeding does not constitute litigation. The Supreme Court affirmed, holing that Sierra's bankruptcy action did not constitute an adversarial proceeding under Hewitt. View "Moon v. McDonald, Carano & Wilson, LLP" on Justia Law