Justia Professional Malpractice & Ethics Opinion Summaries

The question this case presented for the Court of Appeal's review centered on when a lawyer's settlement demand crosses the line and becomes professional misconduct. Falcon Brands, Inc. and Coastal Harvest II, LLC (collectively Falcon) appealed an order granting respondent’s special motion to strike both causes of action in Falcon’s cross-complaint pursuant to Code of Civil Procedure section 425.16 (the anti-SLAPP law). The cross-complaint alleges extortion and intentional interference with a contract against attorney Amy Mousavi and her law firm, Mousavi & Lee, LLP (collectively Mousavi). Falcon argued Mousavi’s e-mail settlement demands, which were the focus of Falcon’s cross-complaint, were not entitled to protection under the anti-SLAPP law because they constituted illegal attempts to force Falcon into settling the underlying matter. The trial court rejected this argument and granted Mousavi’s anti-SLAPP motion. The Court of Appeal reversed as to the first cause of action for extortion because it concluded Mousavi’s e-mail settlement demands, when considered in context, were not protected speech in light of the Supreme Court’s ruling in Flatley v. Mauro, 39 Cal.4th 299 (2006). "Mousavi’s escalating series of threats ultimately transformed what had been legitimate demands into something else: extortion." The Court affirmed as to the second cause of action, intentional interference with a contract. That cause of action arose from Mousavi’s actual revelation of damaging information about Falcon to Falcon’s merger partner. Falcon did not contend the revelations were illegal as a matter of law. The revelations were made in furtherance of Mousavi’s contemplated litigation. The Court found the trial court correctly concluded the revelations were protected by the litigation privilege. Consequently, they were also protected by the anti-SLAPP statute. View "Falcon Brands, Inc. v. Mousavi & Lee, LLP" on Justia Law

The Supreme Court affirmed the judgment of the appellate court affirming the trial court's dismissal of the statutory theft claim Plaintiff brought against Defendant for lack of subject matter jurisdiction on the ground of absolute immunity, holding that there was no error.Defendant, an attorney, represented Benchmark Municipal Tax Services, Ltd., in the foreclosure proceeding underlying this appeal. The appellate court determined that Defendant was entitled to absolute immunity from Plaintiff's claim of statutory theft by concluding that public policy considerations were served by granting Defendant this immunity and that the entirety of Defendant's alleged misconduct occurred within the scope of the foreclosure proceeding. The Supreme Court affirmed, holding that Plaintiff's arguments on appeal failed. View "Scholz v. Epstein" on Justia Law

In 2006, Suburban, owned by Barus, and ROC formed ROC/Suburban LLC, which acted as a vendor to Suburban. In 2010, Barus retained attorney Carlson for legal advice in unwinding that relationship. ROC sued Suburban, alleging breach of fiduciary duty. The Gaspero Law Firm defended Suburban in the ROC litigation. In June 2015, the court entered judgment for ROC and ordered Suburban to pay 50% of the fair value of the assets that Barus had improperly transferred out of ROC/Suburban.In May 2016, Barus and Suburban filed a legal malpractice action against Carlson, who allegedly recommended or approved the self-help actions that resulted in the breach of fiduciary duties. The circuit court held that the claim was barred by the two-year statute of limitations (735 ILCS 5/13- 214.3(b)) because the injury began when the plaintiffs retained new counsel and that the plaintiffs knew they were injured in 2013 at the latest when the judge stated that Carlson had committed malpractice.The appellate court reversed; the Illinois Supreme Court agreed. The plaintiffs did not suffer a realized injury until the court found a breach of fiduciary duty and entered a judgment against them. Although plaintiffs may have been alerted in 2013 that counsel misadvised them, the possibility of damages was not actionable until the ROC litigation ended and plaintiffs became obligated to pay damages as a result of Carlson’s advice. View "Suburban Real Estate Services, Inc. v. Carlson" on Justia Law

The Supreme Court reversed the judgments of the court of appeals and the trial court concluding that the Health Care Liability Act, Tenn. Code Ann. 29-26-101 to -122, did not apply to Plaintiffs' medical battery and intentional misrepresentation claims, holding that Plaintiffs' claims fell within the definition of a "healthcare liability action" under the Act.Plaintiffs sued a doctor and his medical practice alleging medical battery and intentional misrepresentation. Defendants filed a motion to dismiss on the grounds that Plaintiffs did not comply with the Act's pre-suit notice and filing requirements. The trial court agreed, ruling that Defendants' misrepresentations were made before they rendered any health care services and therefore did not relate to the provision of health care services. The court of appeals affirmed. The Supreme Court reversed, holding that the Act applied to Plaintiffs' claims. View "Cooper v. Mandy" on Justia Law

After losing their bids for the November 2019 elections for Quitman County Chancery and Circuit Clerk, Shirley Smith Taylor and Tea “Windless” Keeler, respectively, filed election contests. In July 2020, following a two-day trial of the consolidated contests, the court entered its Findings of Fact and Conclusions of Law, dismissing the election contests with prejudice and finding that six enumerated claims brought by Taylor and Keeler were frivolous.Further, the court denied Brenda Wiggs’s and T.H. “Butch” Scipper’s requests that Taylor and Keeler be sanctioned, and that Wiggs and Scipper be awarded attorneys’ fees under Mississippi Rule of Civil Procedure 11(b) and the Litigation Accountability Act of 1988 (LAA). The Mississippi Supreme Court affirmed in part the circuit court’s denial of an award of attorneys’ fees under Rule 11(b) since the court’s decision was not an abuse of discretion. The Supreme Court reversed and remanded in part the circuit court’s decision to deny the imposition of sanctions and award of attorneys’ fees under the LAA in light of its finding that six of Taylor’s and Keeler’s claims were frivolous. View "In Re: Contest of the November 5, 2019 General Election for the Chancery Clerk of Quitman, Mississippi" on Justia Law

A jury returned a $4 million verdict in favor of Plaintiff Jana Bracewell, Administratix of the Estate of Cameron Chase Hill, in a medical negligence/wrongful-death suit against Defendants, B. Michael Weber, M.D., and The OB-GYN Group of Laurel, P.A. Defendants appealed the judgment, claiming the trial court erred by denying their posttrial motion for a judgment notwithstanding the verdict (JNOV) or, in the alternative, a new trial. Plaintiff cross-appealed, claiming the trial court erred by reducing the jury’s noneconomic-damages award. Dr. Weber’s partner, Dr. Robert DeSantis, was Erica Shae Hill’s primary OB-GYN throughout her pregnancy. On November 23, 2001, Hill went into labor around 2:30 a.m.; she went to South Central Regional Medical Center in Laurel, Mississippi. Dr. Weber, who was on call for Dr. DeSantis that night, managed Hill’s care throughout labor, and he delivered Cameron Chase Hill by vaginal delivery at approximately 1:10 p.m. that afternoon. Cameron and Hill were discharged on November 25, 2001. The next day, Cameron was taken to Forrest General Hospital because he was not eating. Cameron ultimately was diagnosed with hypoxic ischemic encephalopathy (HIE), a neurological injury resulting from lack of oxygen to the brain. According to Defendants, Cameron’s Forrest General Hospital records for his admission shortly after birth included a secondary diagnosis of “viral meningits – NOS.” Cameron lived only to age five. Plaintiff filed a complaint in December 2002 on behalf of Cameron, alleging negligence on the part of Dr. Weber and The OB-GYN Group of Laurel. The complaint claimed that Dr. Weber breached the applicable standard of care by failing to recognize, appreciate, and respond to the signs and symptoms of fetal distress, ischemia, and/or hypoxia during the labor and delivery of Cameron. The Mississippi Supreme Court found no error in the trial court’s decision to deny Defendants’ motion for a JNOV or a new trial. As to Plaintiff’s cross-appeal, the Court agreed that the trial court erred by reducing the jury’s noneconomic-damages award, given that this action was filed before September 1, 2004, the date the amended version of Section 11-1-60(2)(a) went into effect. View "Weber, et al. v. Estate of Hill" on Justia Law

The Judicial Tenure Commission (JTC) filed a formal three-count complaint against Third Circuit Court Judge Bruce Morrow, arising from comments he made to two female prosecutors during a murder trial. The JTC unanimously recommended that respondent be sanctioned with a public censure and a 12-month suspension without pay. Respondent petitioned the Michigan Supreme Court, requesting that the Court reject or modify the JTC’s recommendation. The Supreme Court found the JTC correctly found that respondent committed misconduct in office, and that public censure and suspension were appropriate. However, the Court determined a 6-month rather than the JTC’s recommended 12-month suspension was proportionate. View "In Re Morrow " on Justia Law

Plaintiff Richard Daniels appealed a trial court's grant of summary judgment in favor of defendants Attorney James Goss, Attorney Matthew Hart, and law firm Facey Goss & McPhee P.C. (FGM), arguing the court erred when it concluded he could not prove defendants caused his injury as a matter of law. Defendants represented plaintiff in a state environmental enforcement action where he was found liable for a hazardous-waste contamination on his property. On appeal, plaintiff claimed defendants failed to properly raise two dispositive defenses: the statute of limitations and proportional liability. After review, the Vermont Supreme Court concluded plaintiff would not have prevailed on either defense if raised and therefore affirmed the grant of judgment to defendants. View "The Estate of Richard S. Daniels, by and through Julie Lyford in her capacity as Executor et al." on Justia Law

This matter arose from four Child in Need of Aid (CINA) cases. In each, the superior court appointed a guardian ad litem for the child through the Office of Public Advocacy (OPA), and in each case Brenda Finley, working under contract with OPA, appeared as the GAL. Pursuant to CINA Rule 11(e), Finley disclosed to the parties that she was a foster parent in another CINA case. She stated that she did not believe that her role as a foster parent “will affect her ability to be [impartial] in this specific case, or in other cases.” A parent in each case moved for an evidentiary hearing “regarding whether Ms. Finley should be disqualified as a guardian ad litem.” Arguing that Finley’s role as a foster parent might create a conflict of interest due to her relationship with the Office of Children’s Services (OCS) as both a foster parent and a GAL, the parents sought additional details to determine whether a conflict existed, suggesting a hearing would allow them to elicit information regarding Finley’s past, present, and possible future tenure as a foster parent, the status of the cases in which she served as a foster parent, her financial arrangements with OCS, and her relationship with OCS workers. Both OCS and OPA filed qualified oppositions to the parents’ request for a hearing, arguing: that categorical disqualification of foster parents from serving as GALs was overbroad; the court should provide clarity on what framework should govern the potential conflict; and that a low bar for disqualification would fail to recognize “the difficulty of keeping positions in child welfare staffed by qualified individuals, ideally with ties to the community . . . .” The Alaska Supreme Court held that the Alaska Rules of Professional Conduct applied to determine whether the GAL has a disqualifying conflict of interest and that the superior court must permit limited discovery to ascertain the underlying facts for determining whether a disqualifying conflict exists. View "C.L. v. Office of Public Advocacy" on Justia Law

Nina’s was a residential care facility for the elderly (RCFE) licensed by the Community Care Licensing Division (CCL) of the State Department of Social Services. Plaintiff, an RN-certified legal nurse consultant, was hired to assist with the closure of Nina’s and agreed to assess each of the residents and recommend a new facility, as required by RCFE closing procedures, Health and Safety Code 1569.682(a)(1)(A).Caregivers from the new RCFE, Frye’s, came to transfer J.N. They immediately noticed that J.N. was in significant pain; multiple bandages “stuck to [J.N.’s] skin and her wounds,” which “all smelled really bad.” J.N.’s toes were black. Frye’s caregivers called 911. J.N. died weeks later. A CCL investigator contacted plaintiff, who confirmed that he had performed J.N.’s assessment. Plaintiff later denied performing J.N.’s physical assessment, stating that Mia “was the one in charge.” He denied guiding or instructing Mia during the assessment, stating he only acted as a “scribe.” The ALJ found clear and convincing evidence that plaintiff committed gross negligence in connection with J.N.'s appraisal, unprofessional conduct in carrying out nursing functions in connection with the appraisal, and unprofessional conduct by not being truthful with the Board investigator regarding J.N.'s care provided.The court of appeal upheld the revocation of plaintiff’s nursing license. Substantial evidence supports the finding that plaintiff engaged in a “usual nursing function” when he performed J.N.’s resident appraisal. Plaintiff’s dishonesty during the investigation constitutes unprofessional conduct. View "Clawson v. Board of Registered Nursing" on Justia Law