Justia Professional Malpractice & Ethics Opinion Summaries

Plaintiff appealed from a judgment granting defendant's motion to dismiss as untimely plaintiff's complaint, which alleged breach of fiduciary duty, intentional misrepresentation, negligent misrepresentation, and conspiracy to commit those three offenses. At issue was whether the district court properly ruled that tolling of the untimely claims, on the basis of defendant's continuing concealment, was unwarranted. The court affirmed and held that the lawsuit, commenced on April 2004, arose from an injury suffered no later than June 2000 and therefore, was barred by the applicable statute of repose, Conn. Gen. Stat. 52-577. The court also held that plaintiff could not seek the safe harbor of equitable estoppel due to its failure to recognize that it was required to pursue its action. Accordingly, the court affirmed the judgment of the district. View "International Strategies Group v. Ness" on Justia Law

Petitioners appealed from a Memorandum and Order and Final Order of Forfeiture entered by the district court dismissing their petition for an ancillary hearing and rejecting their claim as beneficiaries of a putative constructive trust in defendant's forfeiture assets. At issue was whether the remission provision of 21 U.S.C. 853(i) precluded the imposition of a constructive trust in petitioners' favor and whether imposing a constructive trust would be consistent with a forfeiture statutory scheme provided by section 853. Because the court concluded that section 853(i) did not preclude, as a matter of law, recognizing a constructive trust and because a constructive trust was not inconsistent with the forfeiture statute, the court vacated the Final Order of Forfeiture and remanded the case to the district court to consider whether, pursuant to Vermont law, a constructive trust should be recognized in favor of petitioners. View "United States v. MacKay, et al." on Justia Law

The willful judicial misconduct at issue in this case arose by Judge Robert Schwartz's untimely recusal after initiating a romantic relationship with an assistant public defender that had cases pending before him and making dishonest statements from the bench concerning his reasons for recusing. In the spring of 2009, a female assistant public defender regularly appeared in his courtroom. Although Judge Schwartz doubted that a romantic relationship would develop given the difference in their ages, he was open to the possibility. At some point during a lunch with the assistant public defender, Judge Schwartz gave the assistant public defender a gift of a pair of purple latex gloves and a book written by an author with the same name as Judge Schwartz entitled "The One Hour Orgasm." The gift was intended by Judge Schwartz and understood by the assistant public defender to be a self-deprecating joke because the author and Judge Schwartz shared the same name. Before he became a judge, Judge Schwartz had given this book to others, whose common reaction was to burst out laughing. When the assistant public defender returned to work, she showed her supervisor the joke gift. After Judge Schwartz announced that he would recuse in two of the assistant public defender's cases, he provided dishonest reasons for his recusal and entered rulings in those cases. There was no evidence of any adverse impact on these cases from the recusals. Both cases were resolved in a timely manner. The relationship with the assistant public defender ended, and following a trial in August 2009, Judge Schwartz took voluntary medical leave while the Ethics Commission obtained an independent medical examination of his condition. The Commission found that although his reasons for recusal were not credible, Judge Schwartz had been forthcoming and candid with the Commission, apologized for his conduct, and expressed a desire and willingness to learn from his mistakes. Based on these facts, the Commission concluded that Judge Schwartz violated ethics rules. The Judge challenged the Commission's findings to the Supreme Court. The Court adopted the Commission's recommendation that Judge Schwartz receive a formal reprimand. The Court also adopted the recommendations that he take appropriate leave during any future transitions in medical treatment, and that he receive training on the nature of sexual harassment. The Court rejected the Commission's recommendations that Judge Schwartz be suspended without pay and, instead, ordered him to pay a $6,000 fine. View "In re Robert Schwartz" on Justia Law

The Judiciary Commission of Louisiana (Commission) recommended that Judge Reginald Badeaux, III be publicly censured and ordered to reimburse the Commission for costs incurred in the investigation and prosecution of his case. This matter stems from a 2006 divorce petition. Mary Sinclair sought to divorce her husband Cayman Sinclair. The case was randomly allotted to Judge Badeaux, who was a personal friend of the parties. Nevertheless, Judge Badeaux did not recuse himself from hearing the case. Moreover, during the sixteen months Judge Badeaux presided over the Sinclair case, he continued to socialize with Mr. Sinclair. The Supreme Court adopted the Commission’s findings and ordered that Judge Badeaux be publicly censured for violating the Code of Judicial Conduct. Furthermore, he was ordered to reimburse the Commission for costs. View "In re Judge Reginald Badeaux, III " on Justia Law

The Judiciary Commission (Commission) found that Justice of the Peace Charles Flaherty failed to file his 2009 financial disclosure statement in a timely manner. The Commission deemed Justice of the Peace Flaherty to have acted willfully and knowingly in failing to comply with the rule. Thus, the Commission recommended that Justice of the Peace Flaherty be ordered to pay a penalty and to reimburse the Commission for costs. Upon review, the Supreme Court found that the record evidence supported the Commission's determination that the Justice of the Peace failed to comply with the reporting rule, but not that his failure was willful and knowing. After considering the facts and the applicable law, the Court ordered Justice of the Peace Flaherty to pay a penalty. View "In re Justice of the Peace Charles Flaherty" on Justia Law

The Judiciary Commission (Commission) found that Justice of the Peace Kevin Hoffman failed to file his 2009 financial disclosure statement in a timely manner. The Commission deemed Justice of the Peace Hoffman to have acted willfully and knowingly in failing to comply with the rule. Thus, the Commission recommended that Justice of the Peace Hoffman be ordered to pay a penalty and to reimburse the Commission for costs. Upon review, the Supreme Court found that the record evidence supported the Commission's determination that the Justice of the Peace failed to comply with the reporting rule, but not that his failure was willful and knowing. After considering the facts and the applicable law, the Court ordered Justice of the Peace Hoffman to pay a penalty. View "In re Justice of the Peace Kevin Hoffman " on Justia Law

The Judiciary Commission (Commission) found that Justice of the Peace Randy Thomas, Jr. failed to file his 2009 financial disclosure statement in a timely manner. The Commission deemed Justice of the Peace Thomas to have acted willfully and knowingly in failing to comply with the rule. Thus, the Commission recommended that Justice of the Peace Thomas be ordered to pay a penalty and to reimburse the Commission for costs. Upon review, the Supreme Court found that the record evidence supported the Commission's determination that the Justice of the Peace failed to comply with the reporting rule, but not that his failure was willful and knowing. After considering the facts and the applicable law, the Court ordered Justice of the Peace Thomas to pay a penalty.

Petitioner Harold French appealed a decision of the New Hampshire Board of Auctioneers (Board) that sanctioned him for submitting a fictitious bid at an auction. In 2009, Petitioner attended an auction run by another auctioneer and registered as a bidder under his own name. Of the items for sale, Petitioner asked the auctioneer about a particular painting that had a set reserve price of $10,000. When the bid reached $9,000, Petitioner bid $9,500. He later testified before the Board that he did not intend to purchase the painting, but sought to protect the reserve and ensure the painting was sold. No one else bid on the painting. The owner believed he had waived the reserve when he had gestured to the auctioneer following Petitioner’s bid. The owner subsequently requested payment for the painting from Petitioner. However, the auctioneer told the owner that the painting did not sell because the reserve was not met. The owner filed a complaint with the Board, and the Board subsequently issued its sanction against Petitioner. Upon review, the Supreme Court found that the evidence presented against Petitioner supported the Board’s findings and sanction. The Court affirmed the Board’s decision.

After a violation report was filed against defendant Ramondo Howard alleging defendant had violated the terms and conditions of his probation, defendant filed a pro se motion indicating that he wished to release his attorney and wanted new counsel to be appointed, confirming on the record he had filed a complaint against his attorney with the court's disciplinary board. The hearing justice excused defendant's attorney. Defendant then filed motions to recuse and change venues, both of which the hearing justice denied. At the violation hearing, the hearing justice found defendant to be a violator of the terms and conditions of his probation. Before the hearing began, however, the hearing justice expressed his belief that defendant needed to be "warehoused" and was "beyond rehabilitation." Defendant appealed, arguing the hearing justice erred by failing to recuse himself from the case because the justice lacked the objectivity and impartiality to fairly hear and render judgment. The Supreme Court reversed, finding that because the hearing justice chose to express his opinions prior to the commencement of the violation hearing, the justice displayed a clear inability to render fair judgment and erred by declining to recuse under the circumstances. Remanded.

Roger Elliott, who served as a district court judge for almost twenty-five years and who was a member of the Senior Status Judge Program, was indicted on one count of theft of labor already rendered. Elliott entered an Alford plea to the charge. The circuit court entered an order granting Elliott a pretrial diversion. The judicial conduct commission then issued an order of public reprimand. As a condition of the reprimand, Elliott agreed to resign from the judge program and not seek to re-enter it. As a follow-up to resolve the temporary suspension of his bar license, Elliott and the office of bar counsel agreed to a negotiated sanction. Elliott requested that the Supreme Court enter an order suspending him from the practice of law for two years with one year probated and one year to serve, effective from the date of the order, on conditions that Elliott continue compliance with the terms and provisions of his pretrial diversion contract and that he incur no new disciplinary charges during the probationary period. The Court concluded that the sanctions were appropriate.