Justia Professional Malpractice & Ethics Opinion Summaries

In September 2020, George Fluitt was indicted on three counts of fraud and offering kickbacks related to genetic testing services that his company, Specialty Drug Testing LLC, provided to Medicare beneficiaries. As part of a nationwide investigation into genetic testing fraud, the Government executed search warrants at laboratories referred to as the Hurricane Shoals Entities (“HSE”), allegedly operated by Khalid Satary. The Government copied several terabytes of data from HSE, some of which were later determined to be material to Fluitt’s defense.In the lower courts, the Government established a “Filter Team” to review materials seized in its investigation and identify any that might be privileged. The Filter Team’s review was governed in part by a Protocol Order, which established a multi-step process for notifying a third party that it might have a claim of privilege and then adjudicating that claim. HSE and Satary provided privilege logs to the Filter Team, asserting thousands of claims of privilege. Both Fluitt and the Filter Team found these privilege logs to be facially deficient as they made only threadbare assertions of privilege, without any accompanying explanation.In the United States Court of Appeals Fifth Circuit, the court affirmed the lower court's decision. The court found that the appellants failed to establish their claims of privilege. The court also found that the appellants' argument that they are not bound by the Protocol Order was a red herring, as the magistrate judge evaluated the appellants’ privilege logs under the standards established by federal caselaw. The court also rejected the appellants' argument that Fluitt “has not shown a need for the documents” and has not “demonstrated any kind of relevancy.” The court found that the record suggests that Fluitt “has a need” for the potentially privileged documents, as the Government determined that the potentially privileged materials were material to preparing Fluitt’s defense. View "United States v. Fluitt" on Justia Law

The case involves a legal malpractice claim brought by Patricia Kappes against Diana Rhodes and Rhodes Law Firm, LLC. Kappes alleges that Rhodes' negligence resulted in the loss of a legal action against a defendant. The legal action in question pertains to the wrongful death of Kappes' mother, Lula M. Tanner, who was a resident at Deseret Health and Rehab at Rock Springs, LLC. Kappes had sought legal recourse for her mother's death against her mother's healthcare providers. However, Rhodes failed to timely file an application with the Wyoming Medical Review Panel and a wrongful death complaint against Ms. Tanner’s healthcare providers, which Kappes alleges constitutes legal malpractice.The District Court of Laramie County, Wyoming, certified four questions to the Supreme Court of Wyoming. These questions pertained to the role of the collectibility of the judgment in the underlying action in legal malpractice cases in Wyoming. The lower court sought to understand whether the collectibility of a judgment is a relevant consideration in a legal malpractice case, which party bears the burden of proving the underlying judgment would have been collectible, whether collectibility must be pled as an affirmative defense, and whether the Collectibility Doctrine is available as a defense to an attorney who has admitted liability.The Supreme Court of Wyoming concluded that the collectibility of the judgment is an essential part of the causation/damages element of a legal malpractice action. The client, in this case, Kappes, has the burden to prove by a preponderance of the evidence that any judgment she would have obtained in the underlying action would have been collectible. The court held that the client's burden includes showing she would have obtained a judgment in the underlying action and the judgment would have been collectible. The court did not find it necessary to answer the third and fourth certified questions as they were predicated on the court deciding collectibility is an affirmative defense to be pled and proved by the attorney. View "Kappes v. Rhodes" on Justia Law

The case revolves around a claim of professional negligence against a law firm, Margolis Edelstein, by its former client, GMG Insurance Agency. Margolis had represented GMG and one of its employees, Howard Wilson, in a non-compete dispute. After GMG failed to fully prevail on a motion for summary judgment and settlement talks broke down, GMG fired Margolis. On the eve of trial, Wilson, represented by separate counsel, filed an affidavit recanting his prior testimony and providing new testimony, which was unfavorable to GMG. GMG then sued Margolis for legal malpractice, asserting that Margolis's negligent representation led to GMG's exposure to the consequences of Wilson's pre-trial change in testimony.The Superior Court granted summary judgment in favor of Margolis, finding that Wilson's affidavit was a superseding cause that broke the causal chain linking Margolis's alleged negligence and GMG's claimed damages. GMG appealed this decision.The Supreme Court of the State of Delaware found that the Superior Court erred in its decision. The Supreme Court held that there were disputes of material fact as to whether Margolis deviated from the requisite standard of care. The court also found that the Superior Court erred by failing to address GMG's contention that, but for Margolis's alleged negligence, GMG would have prevailed on all claims in the previous litigation—a circumstance that would have effectively negated Margolis's superseding cause argument. The Supreme Court reversed the judgment of the Superior Court and remanded the case for further proceedings. View "GMG Insurance Agency v. Edelstein" on Justia Law

The case revolves around Gail Robinson, who was convicted of heat-of-passion manslaughter for the killing of Bobby Pruitt. The two had a tumultuous relationship, with both having been convicted of domestic violence against each other in the past. On the night of the incident, after a series of altercations, Robinson stabbed Pruitt, who later succumbed to his injuries. Robinson admitted to the stabbing, stating that she was the one who put the knife in Pruitt's chest, not her son who was also present at the scene.Prior to the Supreme Court of Mississippi, the case was heard in the Alcorn County Circuit Court. Robinson was charged with heat-of-passion manslaughter, and the jury was instructed on heat-of-passion manslaughter, self-defense, and reasonable use of force. Robinson was convicted as charged and sentenced to twenty years, with eight years suspended and twelve years to serve in the custody of the Mississippi Department of Corrections. Robinson's post-trial motion was denied by the trial court.In the Supreme Court of Mississippi, Robinson challenged her conviction on two grounds. First, she argued that her trial counsel was ineffective for failing to offer a jury instruction on her right to stand her ground in self-defense. Second, she contended that the State presented insufficient evidence to show she did not act in self-defense. The court affirmed her conviction, stating that the record was not clear enough to address her claim of ineffective assistance of counsel on direct appeal. The court also found that the State's evidence was sufficient to disprove Robinson's claim of self-defense. The court noted that Robinson continued to attack Pruitt past the point of any reasonable fear of imminent death or great bodily harm, and the jury had rejected her self-defense claim after weighing the evidence and credibility of the witnesses. View "Robinson v. State" on Justia Law

The case involves Andrew Bertrand, who was convicted of two counts of first-degree child molestation. Bertrand argued that his counsel was ineffective for failing to propose lesser included offense instructions on fourth-degree assault. The trial court denied Bertrand's motion, ruling that although counsel was deficient for purposes of Strickland’s first prong, Bertrand could not show prejudice as required by Strickland’s second prong. The trial court ruled that because the State had met its burden of proving each element of first-degree child molestation and the jury convicted Bertrand of those charges, he could not show prejudice.The Supreme Court of the State of Washington clarified that a defendant can show ineffective assistance based on counsel’s failure to propose a lesser included offense instruction, even if there is sufficient evidence to support the jury’s verdict. However, the court affirmed the trial court's decision, stating that Bertrand was not prejudiced by his counsel’s failure to propose the fourth-degree assault instructions. The court remanded the remaining issues to the Court of Appeals for further proceedings. View "State v. Bertrand" on Justia Law

Ricky Ullman was convicted on three counts of distribution of a matter portraying a sexual performance by a minor and of being a second-degree persistent felony offender. He was sentenced to twelve years, probated for five years, with several conditions including completion of a community-based sex offender treatment program (SOTP). The court later revoked his probation due to his failure to complete the SOTP, among other violations. Nearly two years after his probation was revoked, Ullman filed a motion challenging the revocation order, arguing that he could not be legally required to complete the SOTP. The circuit court granted him relief and vacated its revocation order, a decision affirmed by the Court of Appeals.The Supreme Court of Kentucky reversed the lower courts' decisions, holding that Ullman’s challenge to the condition that he complete the SOTP was untimely and reinstated the circuit court’s revocation order. The court also held that a sentencing court may impose SOTP as a condition of probation for defendants who have not been convicted of a “sex crime” as defined by KRS 17.500. The court declined to address Ullman’s argument that the circuit court’s revocation order failed to comply with KRS 439.3106, as it was not properly preserved for review. However, the court agreed to remand the case for consideration of Ullman’s claim of ineffective assistance of counsel. View "COMMONWEALTH OF KENTUCKY V. ULLMAN" on Justia Law

Danny Richard Rivers, an inmate in the Texas Department of Criminal Justice, filed a second habeas corpus petition under 28 U.S.C. § 2254 while his first petition was still pending on appeal. The second petition challenged the same convictions as the first but added new claims. Rivers argued that these new claims arose after he was able to review his attorney-client file, which he had long requested and only received after a successful state bar grievance adjudication against his counsel. The district court deemed the second petition "successive" under the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), which requires an applicant to first get authorization from the appropriate court of appeals for such a petition. The district court held that it lacked jurisdiction to entertain the petition without such authorization and transferred the matter to the Fifth Circuit Court of Appeals.Rivers appealed the district court's transfer order, arguing that his second petition should have been construed as a motion to amend his first petition since it was still pending on appeal. He also contended that his claims should not have been considered successive because his counsel withheld his client file that would have allegedly exposed his ineffective assistance, and this information was not available to him when he filed his first petition.The United States Court of Appeals for the Fifth Circuit disagreed with Rivers' arguments. The court found that Rivers' second petition attacked the same conviction as his first petition and added several new claims that stemmed from the proceedings already at issue in his first petition. The court held that the fact that Rivers' later-obtained client file allegedly contained information that was not available to him when he filed his first petition did not excuse him from meeting the standards for seeking authorization under § 2244. The court also held that the timing of Rivers' second petition did not permit him to circumvent the requirements for filing successive petitions under § 2244. The court affirmed the district court's order transferring the matter to the Fifth Circuit Court of Appeals for lack of jurisdiction. View "Rivers v. Lumpkin" on Justia Law

The case involves Jacob Lickers, who was convicted for transporting and possessing child pornography. The conviction was based on evidence found on Lickers' devices, which were seized during a traffic stop and subsequent arrest for drug possession. The initial search of the devices was authorized by a state court warrant, which later suppressed the evidence due to the unconstitutionality of the initial stop and arrest. However, the case was referred to federal authorities who conducted a second search of the devices under a federal warrant. The federal warrant application did not mention the state court's suppression ruling.In the lower courts, Lickers' attorney challenged the constitutionality of the initial stop and arrest, and the adequacy of the state search warrant. The state court agreed, suppressing all evidence seized during the stop and any statements made by Lickers. The state charges were subsequently dismissed. However, in the federal court, the same arguments were unsuccessful. Lickers pleaded guilty, reserving the right to appeal the denial of his motion to suppress. The district court sentenced him to concurrent terms of 132 months' imprisonment on each count.In the United States Court of Appeals For the Seventh Circuit, Lickers argued that his trial and appellate counsel rendered ineffective assistance by failing to argue that the federal agent acted in bad faith by omitting the state court's suppression ruling from the federal warrant application. The court disagreed, finding that the link between the state court's suppression ruling and the federal warrant application was too attenuated to obligate the attorneys to explore the possibility of bad faith. The court affirmed the district court's denial of relief. View "Lickers v. United States" on Justia Law

The Supreme Court of the State of Delaware considered an appeal from a decision of the Superior Court regarding the adoption of a Medicare Advantage Plan for State retirees by the State Employee Benefits Committee (SEBC). The Superior Court had found that the SEBC's decision was subject to the requirements of Delaware’s Administrative Procedures Act (APA), granted a motion to stay the implementation of the Medicare Advantage Plan, and required the State to maintain its retirees’ Medicare Supplement Plan. The Superior Court also denied the plaintiffs' application for attorneys’ fees.The Supreme Court of the State of Delaware disagreed with the lower court's ruling. It found that the SEBC's decision to adopt a Medicare Advantage Plan was not a "regulation" as defined by the APA. The court reasoned that the decision did not meet the APA's definition of a regulation because it was not a "rule or standard," nor was it a guide for the decision of future cases. Therefore, the Superior Court did not have jurisdiction to stay the implementation of the plan. The Supreme Court reversed the decision of the Superior Court.On cross-appeal, the plaintiffs argued that the Superior Court erred by refusing to grant their application for attorneys’ fees. However, the Supreme Court found this argument moot because fee shifting is available only against a losing party in favor of a prevailing party. Since the Supreme Court reversed the decision below, fee shifting was foreclosed. View "DeMatteis v. RISE Delaware, Inc." on Justia Law

The case involves Mark Cardilli Jr., who was convicted of manslaughter after shooting and killing Isahak Muse, the boyfriend of Cardilli's sister. Cardilli claimed he acted in self-defense, fearing that Muse, who was unarmed but physically aggressive, would take his gun and use it against him and his family. The trial court found that Cardilli's belief that deadly force was necessary was objectively unreasonable, leading to his conviction.Cardilli appealed his conviction, arguing that his trial attorneys failed to adequately argue that he acted in self-defense. The post-conviction court agreed, granting Cardilli's petition for post-conviction relief, vacating his conviction, and ordering a new trial. The court found that Cardilli's attorneys did not have a cohesive trial strategy and did not communicate effectively, which could have affected the trial court's fact-finding.The State of Maine appealed the post-conviction court's decision, arguing that Cardilli did not show prejudice resulting from the ineffective assistance of counsel. The Maine Supreme Judicial Court agreed with the State, finding that the trial court's factual findings left no room for any argument that Cardilli's use of deadly force against Muse was justified. The court concluded that the legal argument Cardilli claimed his counsel should have pursued was incompatible with the court's findings about what occurred. The court vacated the post-conviction court's judgment and remanded for the entry of a judgment denying Cardilli's petition for post-conviction relief. View "Cardilli v. State" on Justia Law