Justia Professional Malpractice & Ethics Opinion Summaries

Articles Posted in Legal Ethics
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Edwin Leo Brown was indicted in October 2016 on four counts of possession with intent to distribute cocaine base and one count of being a felon in possession of a firearm. The government had evidence of Brown selling cocaine base and discovered a firearm upon his arrest. Brown faced up to 90 years in prison. His attorney, Frank Harper, initially advised him that he was likely facing up to 120 months’ imprisonment and presented two plea agreements limiting his prison exposure to ten years. Brown, skeptical of Harper’s advice, did not trust him and Harper withdrew as counsel. Brett Wentz then became Brown’s attorney and erroneously advised him that his sentencing exposure would be the same whether he accepted a plea deal or not. Brown rejected the plea offers and later pleaded guilty to all counts, receiving a 210-month sentence.The United States District Court for the Eastern District of North Carolina found that Brown’s attorney performed deficiently but concluded that Brown failed to demonstrate he was prejudiced by his attorney’s advice. The magistrate judge recommended denying Brown’s motion to vacate his sentence, stating that Brown presented no contemporaneous evidence to support his claim that he would have accepted the plea agreement if properly advised. The district court adopted this recommendation and denied Brown’s motion.The United States Court of Appeals for the Fourth Circuit reviewed the case de novo and found that the district court erred in applying the standard from Lee v. United States, which concerns accepted plea deals, to Brown’s case involving a rejected plea deal. The Fourth Circuit held that Brown demonstrated a reasonable probability that he would have accepted the plea offer if properly advised, given the significant disparity between the plea offer and the sentence he received. The court reversed the district court’s denial of relief, remanded the case, and required the government to re-offer Brown the same plea agreements. View "United States v. Brown" on Justia Law

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In this case, the appellant, Christopher Lynn Johnson, was convicted of first-degree murder and related offenses for the shooting death of Officer David Grove, a Deputy Wildlife Conservation Officer. On the night of November 11, 2010, Officer Grove encountered Johnson and his friend Ryan Laumann spotlighting deer near Gettysburg National Military Park. After stopping Johnson's vehicle, a confrontation ensued, during which Johnson shot Officer Grove multiple times, resulting in his death. Johnson fled the scene but was apprehended the following morning.The Court of Common Pleas of Adams County denied Johnson's petition for relief from his death sentence under the Post Conviction Relief Act (PCRA). Johnson raised multiple claims, including ineffective assistance of counsel, Brady violations, and improper victim impact evidence. The PCRA court held a five-day evidentiary hearing and ultimately found no merit in Johnson's claims. The court determined that Johnson failed to demonstrate prejudice from his counsel's actions and that there was no evidence of an agreement between the Commonwealth and Laumann regarding his testimony.The Supreme Court of Pennsylvania reviewed the case and affirmed the PCRA court's decision. The court found that Johnson's claims of ineffective assistance of counsel lacked merit, as his counsel conducted a thorough investigation and presented a robust mitigation defense during the penalty phase. The court also concluded that Johnson failed to prove any Brady or Napue violations, as there was no agreement between the Commonwealth and Laumann. Additionally, the court held that the victim impact evidence presented was permissible and did not violate Johnson's constitutional rights. Finally, the court determined that the cumulative effect of the alleged errors did not warrant relief. View "Commonwealth v. Johnson" on Justia Law

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A creditor and a debtor’s law firm both claimed settlement funds held by the superior court. The creditor had a charging order against the debtor’s distributions from a limited liability company (LLC), while the law firm had an attorney’s lien on the funds. In a previous appeal, the attorney’s lien was deemed valid, but the case was remanded to determine if the funds were LLC distributions subject to the charging order and the value of the attorney’s lien.The superior court ruled that the funds were LLC distributions and subject to the charging order. It also found that the debtor failed to prove any money was owed to the law firm for work performed, thus invalidating the attorney’s lien. The court mistakenly released the funds to the creditor, who returned them within two days, but was sanctioned with attorney’s fees for temporarily keeping the funds.The debtor appealed, and the creditor cross-appealed the attorney’s fee award. The Supreme Court of Alaska affirmed the superior court’s rulings on the merits but reversed the attorney’s fee award. The court held that the funds were indeed LLC distributions subject to the charging order and that the debtor and law firm failed to prove the value of the attorney’s lien. The court also vacated the second final judgment and the attorney’s fee award against the creditor, finding no rule violation by the creditor. View "Baker v. Duffus" on Justia Law

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Steven Kellam was convicted in the Superior Court of Delaware for racketeering, two counts of first-degree felony murder, and other crimes, resulting in two life sentences plus 770 years in prison. Kellam sought postconviction relief under Superior Court Criminal Rule 61, arguing that his convictions were unjust. The Superior Court rejected all but one of his claims, agreeing that the felony-murder jury instruction misstated the law, leading to the vacatur of his felony-murder convictions and life sentences.Kellam appealed the Superior Court's rejection of two grounds for postconviction relief. He argued that the amendment of his indictment was so substantive that it resulted in his conviction for racketeering without proper indictment, undermining the court's jurisdiction. He also claimed ineffective assistance of counsel for his trial lawyer's failure to request a jury instruction on accomplice liability.The Delaware Supreme Court reviewed the case. It found that Kellam's challenge to the indictment amendment was procedurally barred because he did not object during the trial and failed to show cause and prejudice. The court also determined that the alleged defect in the indictment was curable and did not divest the Superior Court of jurisdiction.Regarding the ineffective assistance of counsel claim, the court concluded that Kellam's trial counsel made a reasonable strategic decision not to request a Section 274 instruction, as it would not have benefited Kellam and could have undermined the defense's credibility.The State cross-appealed, arguing that the Superior Court erred in vacating Kellam's felony-murder convictions due to the flawed jury instruction. The Delaware Supreme Court agreed, distinguishing this case from Ray v. State, and found that the faulty instruction did not prejudice Kellam's defense. The court reversed the Superior Court's vacatur of Kellam's felony-murder convictions and remanded for reinstatement of those convictions and sentences. View "Kellam v. State" on Justia Law

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Jaquan Dontae Weston was convicted of malice murder and other crimes related to the shooting death of his father, Leroy Weston. The crimes occurred between March 5-6, 2018. A Terrell County grand jury indicted Weston in June 2018, and he was found guilty on all counts in an October 2019 jury trial. Weston was sentenced to life in prison without parole for malice murder, five years consecutive for possession of a firearm during the commission of a felony, and twelve months concurrent for cruelty to children in the third degree. Weston filed a motion for a new trial, which was denied. His appeal was initially stricken due to his appellate counsel's failure to file a brief, but it was later re-docketed after new counsel was appointed.The Supreme Court of Georgia reviewed the case. Weston argued that the evidence was insufficient to support his malice murder conviction and claimed ineffective assistance of trial counsel. The court found that the evidence, viewed in the light most favorable to the verdict, showed that Weston formed the intent and malice necessary for a malice murder conviction. The jury was entitled to find Weston guilty beyond a reasonable doubt based on his actions and statements following his daughter's outcry about her grandfather.Weston also argued that his trial counsel was ineffective for failing to investigate his competency to stand trial, request a competency hearing, and object to certain evidence. However, these claims were not preserved for appellate review as they were not raised in his motion for a new trial. The court also found that Weston failed to show that his trial counsel was ineffective for not obtaining an expert evaluation of his sanity at the time of the crimes, as there was no evidence presented to support this claim.The Supreme Court of Georgia affirmed the trial court's judgment, finding no merit in Weston's arguments. View "WESTON v. THE STATE" on Justia Law

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Antonio Ingram pleaded guilty to five felony counts, including armed robbery, aggravated assault, and aggravated battery, on September 30, 2016. The court found his plea was freely and voluntarily entered and entered a judgment of conviction on March 3, 2017, nunc pro tunc to September 30, 2016. Ingram was sentenced to concurrent 20-year prison terms, with 15 years to serve for each conviction. Ingram retained attorney David Jones to file a motion to withdraw his guilty plea, which was timely filed on October 27, 2016. However, there is no evidence that the trial court ruled on the motion, and Jones testified that the motion was dismissed without a hearing on March 3, 2017.The Superior Court of Richmond County granted in part Ingram’s petition for a writ of habeas corpus, allowing him to pursue an out-of-time direct appeal. The court found that Jones rendered ineffective assistance of counsel by failing to inform Ingram of his right to appeal the denial of his motion to withdraw his guilty plea. Ingram cross-appealed, arguing that the habeas court erred in denying him the remedy of setting aside his guilty plea and judgment of conviction.The Supreme Court of Georgia reviewed the case and found that the habeas court erred in treating the March 3 "Order to Enter Sentence" as an order denying Ingram’s motion to withdraw his guilty plea. The record did not demonstrate that Ingram’s judgment of conviction was final for purposes of habeas review. The court vacated the habeas court’s order and remanded the case with directions to allow the parties to supplement the record and demonstrate whether Ingram’s judgment of conviction is final. If the motion to withdraw the guilty plea remains pending, the habeas petition should be dismissed as premature. If the judgment is final, the habeas court may reenter its previous order with that determination. The cross-appeal claims were deemed moot. View "JOSEPH v. INGRAM" on Justia Law

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Two Texas lawyers, Michael A. Pohl and Robert Ammons, represented out-of-state clients in personal injury cases filed outside Texas. The clients, from Louisiana and Arkansas, alleged that they were solicited by individuals on behalf of the lawyers, which led to the signing of legal-services contracts. The clients later sued the lawyers in Texas, seeking to void the contracts under Texas Government Code Section 82.0651(a), which allows clients to void contracts procured through barratry, and to recover fees and penalties.The trial court dismissed all claims, granting summary judgment in favor of the lawyers. The clients appealed, and the Court of Appeals for the First District of Texas reversed the trial court's decision, concluding that Section 82.0651(a) applied because part of the lawyers' conduct occurred in Texas. The court also rejected the lawyers' arguments regarding limitations and res judicata and allowed Reese's intervention in the case.The Supreme Court of Texas reviewed the case and held that Section 82.0651(a) does not extend to the nonresident clients' claims because the core conduct targeted by the statute—solicitation of a legal-services contract through barratry—occurred outside Texas. The court reversed the Court of Appeals' judgment to the extent it allowed the clients to proceed with their claims under Section 82.0651(a) and rendered judgment that they take nothing on those claims. However, the court affirmed the Court of Appeals' judgment regarding the breach of fiduciary duty claims and remanded those claims to the trial court for further proceedings. View "POHL v. CHEATHAM" on Justia Law

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Debra Tucker applied for disability insurance benefits under Title II of the Social Security Act in 2018. After multiple denials at the administrative level, she appealed to the federal district court. In 2023, the district court reversed the final administrative decision of the Commissioner of Social Security, remanding Tucker’s claim for further administrative proceedings. The district court awarded Tucker’s attorney $7,500 in attorney’s fees under the Equal Access to Justice Act (EAJA), along with $402 in costs. Tucker’s attorney had a contingency-fee agreement for twenty-five percent of any past-due benefits awarded. In August 2024, an administrative law judge found Tucker disabled and granted her monthly disability benefits retroactive to February 2018, totaling $124,821.70 in past-due benefits.The district court granted in part and denied in part the attorney’s motion for $31,205.43 in fees under 42 U.S.C. § 406(b), awarding $17,400 instead. The court found the requested fee excessive, amounting to a windfall, and set an imputed hourly rate of $500. The attorney’s motion for reconsideration, reducing the fee request to $22,620, was denied. The attorney appealed, seeking the full $31,205.43.The United States Court of Appeals for the Sixth Circuit reviewed the district court’s decision for abuse of discretion. The appellate court found that the district court properly started with the contingency-fee agreement and then tested it for reasonableness, considering the effective hourly rate and other factors. The district court did not misapply the law by comparing the effective hourly rate to the EAJA rate and the attorney’s ordinary rate. The appellate court affirmed the district court’s decision, concluding that it acted within its discretion in reducing the fee to avoid a windfall. View "Tucker v. Commissioner of Social Security" on Justia Law

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Patrick Bolduc and Savannah Getchius were married in 2011 and have three minor children. Bolduc filed for divorce in 2021. After two unsuccessful mediations, a final divorce hearing was held in June 2023. The District Court awarded Bolduc sole parental rights and responsibilities and divided the marital property. The court found that Bolduc's property, purchased before the marriage, appreciated in value during the marriage due to both market forces and marital improvements.The District Court determined that the entire appreciation of the property during the marriage was marital property. The court also ordered Getchius to pay $325 weekly in child support and $10,000 of Bolduc's attorney fees. Bolduc filed motions for further findings and to alter the judgment, which the court mostly denied, except for making limited additional findings.The Maine Supreme Judicial Court reviewed the case. It affirmed the lower court's decision on the classification of the real property, agreeing that Bolduc did not meet his burden to prove that the appreciation was solely due to market forces. The court also upheld the child support order, finding no error in the calculation or the decision not to order Getchius to pay $1,800 for uninsured medical expenses. However, the court found that the attorney fee award was based on an affidavit that included fees unrelated to the divorce proceedings. The court vacated the attorney fee award and remanded for recalculation of the fees properly subject to an award in the divorce action. View "Bolduc v. Getchius" on Justia Law

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Deangelo Deshawn Morgan was convicted in 2023 for the fatal shooting of Sabron Mosby and the aggravated assault of Donoven King. The crimes occurred on October 15, 2018, and Morgan was indicted along with Cleavanta Jerrideau and Glenn Darius Smith. Morgan's trial was severed due to a conflict of interest with his counsel, and Jerrideau and Smith were acquitted in their joint trial. Morgan was later found guilty by a jury and sentenced to life in prison with the possibility of parole for malice murder and an additional twenty years for aggravated assault.Morgan's motion for a new trial was denied by the trial court after an evidentiary hearing. He appealed, arguing that the trial court abused its discretion by excluding evidence that the shooting was drug-related and implicating other potential suspects. He also claimed his trial counsel was ineffective for not properly arguing for the admission of this evidence and advising him not to testify.The Supreme Court of Georgia reviewed the case and found that the trial court did not abuse its discretion in excluding the evidence. The court held that the excluded evidence did not raise a reasonable inference of Morgan's innocence and was speculative. Additionally, the court found that Morgan's trial counsel's performance was not deficient, as the advice given was a strategic decision and not patently unreasonable.The Supreme Court of Georgia affirmed the trial court's decision, upholding Morgan's convictions and sentences. View "MORGAN v. THE STATE" on Justia Law