Justia Professional Malpractice & Ethics Opinion Summaries

A credit union filed a claim in probate court, asserting that the decedent owed money on a car loan. The estate mailed a notice of disallowance to the credit union, but the credit union claimed it never received the notice. The estate argued that the claim was time-barred because the credit union did not request a hearing within twenty days of the notice. The credit union conducted an internal investigation and submitted an affidavit stating it never received the notice and that the person who signed for it was not an employee of the credit union but an agent of the U.S. Postal Service.The Iowa District Court for Linn County imposed sanctions on the credit union and its attorneys for violating Iowa Rule of Civil Procedure 1.413(1), which requires that filings be well-grounded in fact and law after reasonable inquiry. The court found that the credit union's investigation was insufficient and that the attorneys made incorrect assertions about the mailing. The Iowa Court of Appeals upheld the sanctions.The Iowa Supreme Court reviewed the case and concluded that the district court abused its discretion in awarding sanctions. The Supreme Court found that the credit union and its counsel conducted a reasonable investigation under the circumstances, given the time constraints and the information available. The court emphasized that the reasonableness of the investigation should be assessed based on the time of the filing, not with hindsight. The Supreme Court vacated the decision of the Court of Appeals, sustained the writ of certiorari, vacated the sanctions, and remanded the case for further proceedings. View "Dupaco Community Credit Union v. Iowa District Court for Linn County" on Justia Law

The case revolves around a legal malpractice action against a state public defender, who represented a client convicted of sexual abuse. The client, Donald Lyle Clark, was convicted and sentenced to prison. The conviction was affirmed on appeal. However, in postconviction proceedings, the court determined that Clark's defense counsel had provided ineffective assistance and ordered a new trial. The state declined to prosecute, and Clark filed a civil action for legal malpractice against the state as the lawyer’s employer. The district court granted partial summary judgment, holding that the finding of ineffective assistance in the postconviction proceedings established counsel’s negligence as a matter of law. The jury found the lawyer negligent and awarded Clark $12 million in emotional distress damages.The Supreme Court of Iowa reversed the judgment for emotional distress damages. The court clarified that to recover emotional distress damages for legal malpractice, the plaintiff must prove more than negligence. The court held that the plaintiff must prove by a preponderance of clear, convincing, and satisfactory evidence that the criminal defense attorney acted with willful and wanton disregard for the client’s rights or safety. The court concluded that the district court erred by instructing the jury that negligence was sufficient. The case was remanded for further proceedings consistent with this opinion. View "Clark v. State of Iowa" on Justia Law

Timothy Smith was convicted of two counts of sexual abuse in the second degree for the sexual abuse of his former stepdaughter, H.R. Smith filed an application for postconviction relief, arguing that his trial counsel provided ineffective assistance in failing to request additional peremptory strikes after the trial court denied his for-cause challenges to four prospective jurors, in failing to move for a mistrial due to claimed juror misconduct, and in failing to call favorable defense witnesses. The postconviction court denied Smith’s application for postconviction relief.The Iowa Court of Appeals held that the postconviction court erred in denying Smith’s claim regarding trial counsel’s failure to request additional peremptory strikes but did not address the remaining claims. The court of appeals reversed Smith’s convictions and remanded the case for further proceedings. The State of Iowa appealed this decision to the Supreme Court of Iowa.The Supreme Court of Iowa vacated the decision of the court of appeals and affirmed the judgment of the district court. The Supreme Court held that Smith failed to establish that his trial counsel breached an essential duty in not moving for a mistrial due to alleged jury misconduct. The court also held that Smith failed to prove his trial counsel breached an essential duty in failing to call certain witnesses that would have been favorable to Smith’s defense. The court concluded that the cumulative prejudice analysis set forth in Clay was inapplicable here because the court found no breaches of duty for those claims. View "Smith v. State of Iowa" on Justia Law

The case involves two attorneys, Jeffrey Peterzalek and Molly Weber, who sought to quash subpoenas for their depositions in a civil rights case brought by Charis Paulson against her employers, the State of Iowa and the Iowa Department of Public Safety (DPS). Paulson alleged gender-motivated discrimination and retaliation. Weber had represented DPS in its response to Paulson's civil rights complaint before the Iowa Civil Rights Commission (ICRC), while Peterzalek had represented DPS and its leaders in various other matters over the years. The district court declined to quash the subpoenas but ordered that the depositions be sealed. The attorneys then filed a petition for writ of certiorari with the Supreme Court of Iowa.The Supreme Court of Iowa granted the writ and retained the case. The attorneys argued that the court should adopt the Shelton test, which narrowly limits the circumstances in which opposing counsel may be deposed. They also argued that they should not be deposed or, alternatively, that substantial limitations should be imposed if their depositions were allowed.The Supreme Court of Iowa agreed with the attorneys' argument to adopt the Shelton test. Applying the test, the court concluded that Weber's deposition should be quashed as she was opposing counsel in the ongoing dispute and the information sought could be obtained by other means and was protected by the work-product doctrine. However, the court affirmed the district court's refusal to quash the subpoena for Peterzalek's deposition, as he was not opposing counsel in the ongoing dispute. The court remanded the case for further proceedings, including the entry of an order quashing the subpoena for Weber's deposition. View "Peterzalek v. Iowa District Court for Polk County" on Justia Law

The Supreme Court reversed the order of the district court granting summary judgment for Defendants in this medical malpractice action, holding that a plaintiff who files a noncompliant certificate of merit and then voluntarily dismisses the case need not rely on the certificate filed in the first case when bringing a second action.Plaintiffs timely filed a certificate of merit affidavit in their medical malpractice action but voluntarily dismissed the case when Defendants challenged the qualifications of the expert witness that signed the affidavit. Thereafter, Plaintiffs refiled their case, providing a certificate of merit affidavit signed by a different expert witness. Defendants moved for summary judgment on the basis that the certificate of merit in the first case was deficient. The district court granted the motion to dismiss. The Supreme Court reversed and remanded the case, holding that Defendants were not entitled to dismissal of their case with prejudice. View "Kirlin v. Monaster" on Justia Law

In this medical malpractice case the Supreme Court reversed the order of the district court vacating Plaintiff's prior voluntary dismissal of her action without prejudice and dismissing the case with prejudice, holding that the district court lacked jurisdiction to rule on Defendant's motion to dismiss.Plaintiff filed a medical negligence suit against Defendant. When Plaintiff failed to file a certificate of merit affidavit Defendant moved to dismiss her petition with prejudice. That same day, Plaintiff voluntarily dismissed her petition under Iowa R. Civ. P. 1.943. The district court subsequently granted Defendant's motion to dismiss, dismissing Plaintiff's claims with prejudice. On appeal, Plaintiff argued that her voluntary dismissal terminated the case. The Supreme Court agreed, holding that Plaintiff's voluntary dismissal was self-executing and ended the case, and therefore, the district court lacked jurisdiction to rule on Defendant's motion to dismiss. View "Ronnfeldt v. Shelby County Chris A. Myrtue Memorial Hospital" on Justia Law

The Supreme Court affirmed the decision of the district court dismissing Plaintiff's professional negligence action against several healthcare providers, holding that the district court properly dismissed the complaint on the ground that Plaintiff failed to file the certificate of merit required by Iowa Code 147.140.Plaintiff filed this action alleging professional negligence, negligent hiring, retention, or supervision of professional staff and other claims. The district court dismissed the petition under section 147.140. The Supreme Court affirmed, holding that Plaintiff exclusively alleged professional negligence claims that fell within the scope of section 147.140, and therefore, the district court correctly dismissed the complaint. View "Struck v. Mercy Health Services-Iowa Corp." on Justia Law

The Supreme Court affirmed the order of the district court reversing the Iowa Board of Medicine declaratory order interpreting Iowa Code 272C.6(4)(a) as allowing the Board to publish statements of charges and press releases containing investigative information, holding that the district court did not err.The Board filed a statement of charges against Dr. Domenico Calcaterra accusing him of a "pattern of disruptive behavior and/or unethical or unprofessional conduct" and published the statement of charges against Dr. Calcaterra, along with a press release, on the Board's website. Several years after the parties reached a settlement, information about the allegations against Dr. Calcaterra remained available on the Board's website. Dr. Calcaterra filed a petition for declaratory order with the Board challenging that Board's ongoing dissemination of investigative information. The Board denied the challenge. The district court set aside the Board's order, holding that section 272.6(4)(a) prohibited the disclosure of the investigative information. The Supreme Court affirmed, holding that the Board incorrectly interpreted section 272C.6(4)(a) and that investigative information cannot be released to the public in a statement of charges or a press release when there has been no underlying final decision in the disciplinary proceeding. View "Calcaterra v. Iowa Board of Medicine" on Justia Law

The Supreme Court reversed the order of the district court granting partial summary judgment on Donald Clark's legal malpractice claim, holding that Clark may not use his prior successful ineffective assistance of counsel claims to establish preclusively the breach elements of his malpractice claims.Clark, who was represented at his criminal trial by a state public defender, was convicted of second-degree sexual abuse. Clark filed a postconviction relief (PCR) action seeking a new trial based on ineffective assistance of counsel. The PCR court concluded that Clark was entitled to a new trial, and the charges against Clark were eventually dismissed. Clark then brought this malpractice action against the State. In his motion for partial summary judgment, Clark asserted that the breach-of-duty element of his malpractice claim was conclusively established by the ruling of the PCR court under the doctrine of issue preclusion. The district court agreed and granted partial summary judgment. The Supreme Court reversed, holding (1) the State as a defendant in the malpractice action was not the same party or in privity with a party in the PCR action; and (2) therefore, the elements of issue preclusion were not met. View "Clark v. State" on Justia Law

The Supreme Court held that judgment creditors cannot levy on their judgment debtor, obtain the judgment debtor's chose in action for legal malpractice against the attorney representing the judgment debtor in the litigation giving rise to the judgment, and prosecute the claim for legal malpractice against the attorney as successors in interest to their judgment debtor.Janice and Jeff Gray were awarded $127 million in a civil suit against James Lee Hohenshell. The court of appeals affirmed. While the appeal was pending, the Grays caused to be issued a writ of execution on the judgment against Hohenshell. Amongst the property levied on was any claims against Michael Oliver, Hohenshell's lawyer in the underlying suit. The Grays purchased this right for $5000 at the sheriff's sale. The Grays then filed this malpractice claim against Oliver as successors in interest to Hohenshell. The district court granted Oliver's motion for summary judgment, holding that public policy prohibits the assignment of a legal malpractice claim to an adversarial party in the underlying lawsuit. The Supreme Court affirmed, holding that judgment creditors cannot prosecute a claim for legal malpractice as successors in interest to their former litigation adversary where the claim for legal malpractice arose out of the suit in which the parties were adverse. View "Gray v. Oliver" on Justia Law