Justia Professional Malpractice & Ethics Opinion Summaries

One Hope contracts with the Illinois Department of Children and Family Services to provide services with the objective of keeping troubled families together. Seven-month-old Marshana died while her family participated in One Hope’s program. The Cook County public guardian, as administrator of Marshana’s estate, filed a wrongful death case to recover damages against One Hope and Marshana’s mother,alleging that One Hope failed to protect Marshana from abuse or neglect and should not have allowed Marshana to be returned to her mother because of her unfavorable history and failure to complete parenting classes. Attorneys for the Public Guardian deposed the executive director of One Hope, who revealed the existence of a “Priority Review” report regarding Marshana’s case. The priority review process considers whether One Hope’s services were professionally sound, identifies “gaps in service delivery” and evaluates “whether certain outcomes have been successful or unsuccessful.” The Public Guardian moved to compel production of the report. One Hope argued that the report was protected from disclosure by the self-critical analysis privilege. The circuit court determined that the privilege did not apply. The appellate court and Illinois Supreme Court affirmed. Relevant legislative acts and omissions evince a public policy determination by the General Assembly that the type of information sought in discovery here is not subject to a “self-critical analysis privilege.” View "Harris v. One Hope United, Inc." on Justia Law

In 1999, Christeson was convicted of three counts of capital murder and sentenced to death. The Missouri Supreme Court affirmed Christeson’s conviction and sentence and denial of his post-conviction motion for relief. Under the one-year limitations period imposed by the Antiterrorism and Effective Death Penalty Act, 28 U. S. C. 244(d)(1), Christeson’s federal habeas petition was due on April 10, 2005. Nine months before that deadline, the court appointed attorneys Horwitz and Butts to represent Christeson, 18 U. S. C. 599(a)(2). The attorneys subsequently acknowledged that they failed to meet with Christeson until six weeks after his petition was due. There is no evidence that they communicated with him at all. They finally filed the petition 117 days late. The district court dismissed; the Eighth Circuit denied a certificate of appealability. Christeson, who has severe cognitive disabilities, relied entirely on his attorneys, and may not have known of the dismissal. About seven years later, the attorneys contacted attorneys Merrigan and Perkovich to discuss Christeson’s case. Christeson’s only hope for merits review was to move under FRCP60(b) to reopen final judgment on the ground that AEDPA’s statute of limitations should have been equitably tolled. Horwitz and Butts would not file that motion, premised on their own malfeasance. In 2014, Merrigan and Perkovich unsuccessfully moved to substitute counsel. The Eighth Circuit dismissed, reasoning that they were not authorized to file on Christeson’s behalf. The Missouri Supreme Court set an October 29, 2014 execution date. The district court denied a second motion as untimely, stating that Horwitz and Butts had not “abandoned” Christeson, and reasoning that allowing the motion would permit “‘abusive’” delays in capital cases. The Eighth Circuit affirmed. The Supreme Court stayed execution and reversed, stating that the denials contravened its 2012 decision, Martel v. Clair, concerning the “interests of justice” standard, and noting the obvious conflict of interest with respect to the original attorneys. View "Christeson v. Roper" on Justia Law

In 2005, NeuroRepair retained Nath Law Group for prosecution of patent applications. NeuroRepair became dissatisfied and requested that Nath transfer its files to another law firm to continue prosecution before the USPTO. Nath withdrew from representation of NeuroRepair before the USPTO, but continued to assist NeuroRepair with other matters. NeuroRepair filed suit in 2009, alleging professional negligence, breach of fiduciary duty, breach of written contract, breach of oral contract, breach of implied covenant of good faith and fair dealing, negligent misrepresentation, and false promise. Nath removed the case to federal court on the ground that it was “a civil action relating to patents.” After judgment in Nath’s favor in 2012, NeuroRepair appealed, challenging the court’s subject matter jurisdiction in light of the Supreme Court’s 2013 pronouncement in Gunn v. Minto. The Federal Circuit vacated, with instructions to remand to California state court; no federal issue is necessarily raised, because any federal issues raised are not substantial in the relevant sense. Federal court resolution of malpractice claims that do not raise substantial issues of federal law would usurp the important role of state courts in regulating the practice of law within their boundaries, disrupting the federal-state balance approved by Congress. View "NeoroRepair, Inc. v. Nath Law Grp." on Justia Law

The issue this case presented for the Supreme Court's review was one of res judicata, and whether the preclusive effect of a fee proceeding in bankruptcy court on a later lawsuit for legal malpractice allegedly committed in the course of the bankruptcy. After review, the Court held that the elements of res judicata were met and that Petitioner was sufficiently aware of his malpractice claim, which he could and should have brought in the bankruptcy proceeding. The Court affirmed dismissal of Petitioner’s subsequent malpractice suit but emphasized that barring a claim on res judicata grounds requires a determination that the claimant had a full and fair opportunity to litigate the claim in the earlier proceeding. View "Potter v. Pierce" on Justia Law

This case arose out of a professional negligence claim relating to a life insurance policy. Bill Gailey purchased the life insurance policy from Kim Whiting in 2010. In August 2011, Gailey cashed in the life insurance policy after receiving advice from Whiting to that end. Gailey suffered negative tax consequences from cashing in the policy and subsequently filed a complaint against Whiting alleging Whiting was negligent when he advised Gailey to cash in his policy without warning him of the potential tax consequences. Whiting subsequently moved the court to dismiss the action for lack of personal jurisdiction because Whiting no longer lived in Idaho, Gailey was a resident of Oregon, and the alleged tort did not occur in Idaho. The district court granted Whiting’s motion and Gailey appealed to this Court. Finding no reversible error, the Supreme Court affirmed. View "Gailey v. Whiting" on Justia Law

P&C filed suit on behalf of Penn, LLC against Prosper Corporation, Prosper’s owners, and their counsel, the Arnold Firm, alleging violations of the Racketeering Influenced and Corrupt Organizations Act, fraud, conversion, unjust enrichment, and breach of fiduciary duty in connection with the management of Penn and Prosper’s joint venture, BIGresearch. There had been court and arbitration proceedings since 2004, but Penn never before named the Arnold Firm as a defendant. The Arnold Firm served P&C with a letter purporting to satisfy the obligations of Fed. R. Civ. P. 11, threatening to seek sanctions if the matter was not dismissed, and claiming that the action was frivolous and had been filed for the “improper and abusive purpose” of disrupting the Arnold Firm’s attorney-client relationship with Prosper and its owners. The district court ultimately dismissed the Arnold Firm from the action, but denied a motion for Rule 11 sanctions against P&C. The Sixth Circuit affirmed on the alternative ground that the Arnold Firm’s failure to comply with Rule 11’s safe-harbor provision made sanctions unavailable. The Arnold Firm’s warning letter expressly reserved the firm’s right to assert additional grounds for sanctions in its actual motion. View "Penn, LLC v. Prosper Bus. Dev. Corp." on Justia Law

Christian Westby, James Westby, and Kristina Westby appealed the district court’s denial of their motion to reconsider the court’s protective order granted to Mercy Medical Center and Dr. Gregory Schaefer. This case arose from the Westbys’ claim that Dr. Schaefer’s and Mercy Medical’s negligence resulted in lifelong brain damage to Christian Westby. Near the end of discovery, the district court granted Mercy Medical and Dr. Schaefer’s protective order motion to prohibit the Westbys from deposing Mercy Medical and Dr. Schaefer’s expert witnesses. The district court later denied the Westbys’ motion to reconsider that protective order. The Westbys argued on appeal to the Supreme Court that the district court abused its discretion by not requiring any showing of good cause or unreasonable delay and basing its decision on a mistaken belief that the Westbys were dilatory. The Supreme Court agreed that the trial court erred, vacated the order and remanded the case for further proceedings. View "Westby, et al v. Schaefer, M.D." on Justia Law

In 2009 the doctor was hired by a small rural Wisconsin critical access hospital, as the director of its emergency room. Fired just months after being hired, he sued the hospital in under Title VII, claiming that the hospital had discriminated against him because of his Indian ethnicity. He alleged that a hospital employee said to him “you must be that Middle Eastern guy whom they hired as ER director” and accused him of taking her job, spat at him, and told him he belonged to a terrorist class of people and was a danger to the hospital. Hospital personnel complained to the plaintiff’s superior that he was incompetent—that he had poor patient skills, behaved unprofessionally, misdiagnosed patient ailments, and couldn’t get along with staff. His superior urged him to resign after he had worked only 12 shifts. After delays because the plaintiff initially acted pro se, and filings that were inadequate or nonresponsive, the judge dismissed the case for failure to respond to a motion for summary judgment. The Seventh Circuit affirmed, noting that “the pratfalls of a party’s lawyer are imputed to the party” and that plaintiff offered no excuse for missing the deadline. View "Sheikh v. Grant Reg'l Health Ctr." on Justia Law

In August 2002, plaintiff William Vaughan went to the emergency room at St. Vincent Hospital complaining of symptoms that included abdominal pain. In this medical negligence case, Vaughan alleged that, as the result of a communication failure between a surgeon and a contract radiologist, St. Vincent failed to tell Vaughan about a cancer diagnosis. The district court granted summary judgment for St. Vincent because Vaughan did not specifically plead vicarious liability relating to the radiologist, St. Vincent's apparent agent, and failed to establish a genuine issue of material fact through expert testimony. After review, the Supreme Court reversed and remanded, holding that Vaughan's complaint adequately notified St. Vincent that one or more of its employees or agents was negligent and that genuine issues of material fact required resolution at a trial on the merits. View "Vaughan v. St. Vincent Hospital" on Justia Law

In 2008, defendants K. William Clauson and the law firm of Clauson, Atwood & Spaneas, represented plaintiff James Yager in an action against D.H. Hardwick & Sons, Inc. (Hardwick), which alleged that Hardwick was the party who "trespassed on Plaintiff's land and cut timber belonging to Plaintiff." The trial court granted summary judgment in favor of Hardwick because the action was filed more than three years after the timber cutting ceased and, therefore, was barred by the statute of limitations. The trial court also concluded that plaintiff had failed to demonstrate that the discovery rule applied to toll the statute of limitations. The trial court denied plaintiff's motion for reconsideration, and the Supreme Court affirmed the trial court's decision. Plaintiff subsequently filed a malpractice action against defendants, alleging that they "breached the duty of care owed to [plaintiff] by failing to file the D.H. Hardwick action within the timeframe allowed by the applicable statute of limitations, and by otherwise failing to represent [plaintiff's] interests with reasonable professional care, skill, and knowledge." Defendants moved to dismiss the case, alleging that plaintiff: (1) failed to provide requested discovery information; and (2) failed to disclose the experts required to prove his case. The trial court granted the defendants' motion. Plaintiff filed a motion for reconsideration, arguing that expert testimony was not required to prove legal malpractice where defendants failed to file a claim within the applicable statute of limitations. The trial court denied the motion, and this appeal followed. In granting the defendants' motion to dismiss, the trial court did not examine the specific facts of the case to determine whether the nature of the case was such that expert testimony was required. Accordingly, the Supreme Court vacated the trial court's dismissal order and remand for further proceedings. View "Yager v. Clauson" on Justia Law